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    • Home
    • Who We Help
    • Services
      • Financial Planning
      • Investment Management
      • Review Services
      • Business Owner Planning
      • Retirement Planning
      • Equity Compensation
      • Tax-Aware Investing
    • Our Process
    • About
    • Insights
      • Tax-Aware Investing
      • Planning for Businesses
      • Retirement Strategies
      • Investment Options
      • Portfolio Second Opinion
      • Roth Conversions
  • Home
  • Who We Help
  • Services
    • Financial Planning
    • Investment Management
    • Review Services
    • Business Owner Planning
    • Retirement Planning
    • Equity Compensation
    • Tax-Aware Investing
  • Our Process
  • About
  • Insights
    • Tax-Aware Investing
    • Planning for Businesses
    • Retirement Strategies
    • Investment Options
    • Portfolio Second Opinion
    • Roth Conversions

Form ADV

Regulatory Documents

Form ADV provides information regarding Foothills Investments’ ownership, advisory services, fees, conflicts of interest, investment practices, disciplinary history, and advisory personnel.


Review these documents carefully before entering into an advisory relationship.

View Foothills Investments on Investment Adviser Public Disclosure

Downloads

Foothills-Investments-Form-ADV-Part-2A.pdf (pdf)Download
Shane-Smith-Form-ADV-Part-2B.pdf (pdf)Download

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Copyright © 2026 Foothills Investments - All Rights Reserved.


 

Foothills Investments, L.L.C. is a Colorado-registered investment adviser. Registration does not imply a certain level of skill or training. Advisory services are offered only where Foothills Investments and its investment adviser representatives are appropriately registered or exempt from registration. Investing involves risk, including the possible loss of principal. Past performance does not guarantee future results.


Information on this website is provided for general informational and educational purposes and should not be considered individualized investment, tax, legal, accounting, or insurance advice.


Tax preparation and accounting services may be provided separately through Foothills Accountants, LLC, a commonly owned firm. Clients are not required to use Foothills Accountants and may select any tax or accounting professional. Separate services require separate written engagements and fees.

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